At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. Head of Enterprise Operations. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Core Product Marketing. She is also responsible for managing the companys relationships with credit rating agencies. Head of Wealth Management Group. Senior Executive Vice President He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Senior Executive Vice President He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain.
Regions News on Twitter: @RegionsNews. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. ET She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Additional information about Regions and its full line of products and services can be found at www.regions.com. Executive Vice President This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Monday through Friday. Senior Executive Vice President M. Deron Smithy Prior to that, Danella led Private Wealth Management. Andrew Nix will join Regions as chief governance officer on March 17. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. In addition, he helped large banks build out their big data and data science roadmaps. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Fill out the form to connect with a representative and learn more.
Management | Regions Financial Corporation Gartner Terms of Use Please refine your filters to display data. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. C. Ward Cheatham Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Bill Ritter serves as Head of the Wealth Management group at Regions. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Beth Ardoin Chief Communications Officer . Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Deputy Chief Risk Officer and Chief Credit Officer. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. When making the leap to a new position, almost half (46%) of executives across all functions underperform. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team.
Officers & Directors | Renasant Corporation John Turner is president and chief executive officer of Regions Financial Corporation. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Senior Executive Vice President Chief Digital Officer. Brett D. Couch Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Deron Smithy serves as Regions Treasurer.
Santander Chief Compliance Officer Salaries in Braunton She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Plimpton joined Regions in 2020, following an 18-year career at General Electric. New compliance officers face an overwhelming amount of tasks during their first few months. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Paul, Seattle, and Portland. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils.
As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. Advisory Services are offered through Cetera Investment Advisers LLC. Gartner Terms of Use Internet Explorer presents a security risk. Head of Consumer Banking Group.
78 Code Compliance Officer Jobs in Tempe, AZ - Ziprecruiter.com He began his career at Crestar Mortgage. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Chief Administrative and Human Resources Officer. 8 a.m. 5 p.m. GMT Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. and Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. All rights reserved. Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. for the Southeastern Chapter of the Society for Corporate Governance. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. Bank compliance officers evaluate policies/procedures and ensure they . Chief Data and Analytics Officer.
A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Cheatham graduated from Auburn University with a bachelors degree in accounting. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. President and Chief Executive Officer of Regions Financial Corporation. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Building a detailed plan. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Regions Investment Solutions is a marketing name of Cetera Investment Services. Misra is responsible for overseeing the company's data strategy and enterprise data . David J. Turner, Jr. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. The LifeGreen color is a trademark of Regions Bank. Chief Legal Officer and Corporate Secretary. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. By Jeremy King | February 9, 2021. Embed controls to reduce risk in a hybrid work environment. 8 a.m. 7 p.m. Regions Bank is an Equal Housing Lender and Member FDIC. Senior Executive Vice President She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Executive Vice President
427 Loan Officers in Tempe, AZ Directory - Trustoria.com Nix to oversee corporate governance framework supporting Regions services for customers and communities. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. He began his career in information systems with McDonnell-Douglas. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. The LifeGreen color is a trademark of Regions Bank.
Deputy Chief Compliance Officer - Retail Broker-Dealer In 2006, he led the HR integration during the Regions/AmSouth merger. By clicking the "Access Your Download" button, you are agreeing to the
Danske Bank Rebuilds Compliance Program After Money-Laundering - WSJ Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Corporate governance is my passion. Chief Risk Officer . To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. By This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. She joined Regions in 2003 to lead Consumer Credit Risk. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. He was named president in December 2017. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Executive Vice President Regions Bank is an Equal Housing Lender and Member FDIC. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Boots Gale, III is general counsel and corporate secretary for Regions. He is also a member of the companys Executive Leadership Team. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Senior Executive Vice President Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. He is a member of the banks Executive Leadership Team. He joined Assurant as senior vice president of Information Technology. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. This 32-page document allows for easier reading and reference. He is a member of the Regions Executive Leadership Team. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. Additionally, he served as a member of RMAs Regulatory Relations Committee. Corporate governance is my passion. First Horizon Bank. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. She currently holds Series 79, Series 63 and Series 24 licenses. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. He leads the companys Executive Leadership Team. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee.
Regions Financial's Chief Operating Officer John Owen to retire He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Senior Executive Vice President William D. Ritter Most recently, Danella served as Head of Private Wealth Management. Mehlman received her bachelors degree from Cornell University. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. Advisory Services are offered through Cetera Investment Advisers LLC. 2023Gartner, Inc. and/or its affiliates. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000.